Regfo
Module 1administrativendaind

1.15 — General Investigational Plan

General investigational plan including overall plan, clinical protocols, and investigator information per 21 CFR 312.23(a)(3)

Requirements by Phase

Phase 1
required
Phase 2
required
Phase 3
required
NDA
required

General investigational plan including overall plan, clinical protocols, and investigator information per 21 CFR 312.23(a)(3)

Requirements by Phase

IND Phase 1: required IND Phase 2: required IND Phase 3: required NDA: required

Content Requirements

  • Overall investigational plan describing the rationale and general approach for evaluating the drug
  • Indication(s) to be studied and general approach to be followed
  • Types of clinical trials to be conducted (Phase 1/2/3)
  • Estimated number of patients to be exposed
  • Any risks of particular severity or seriousness anticipated
  • Clinical protocol(s) with objectives, design, endpoints, and statistical methods
  • Investigator information including qualifications and clinical site details

Expected Deliverables

  • Investigational plan narrative
  • Clinical protocol(s)
  • Investigator information

ICH Guidelines: 21 CFR 312.23(a)(3)

Source: 21 CFR 312.23(a)(3)

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