Regfo
Module 5clinicalndaind

5.3 — Clinical Study Reports

Clinical study reports organized by biopharmaceutics, human biomaterials, PK, PD, efficacy/safety, post-marketing

Requirements by Phase

Phase 1
optional
Phase 2
required
Phase 3
required
NDA
required

Clinical study reports organized by biopharmaceutics, human biomaterials, PK, PD, efficacy/safety, post-marketing

Requirements by Phase

IND Phase 1: optional IND Phase 2: required IND Phase 3: required NDA: required

Source: ICH E3; ICH M4E

References

Sections

5.3.1Reports of Biopharmaceutic Studies
5.3.1.1Bioavailability Study Reports

Reports of absolute and relative bioavailability studies

5.3.1.2Comparative BA/BE Study Reports

Reports of comparative bioavailability and bioequivalence studies

5.3.1.3In Vitro–In Vivo Correlation Reports

Reports correlating in vitro dissolution to in vivo bioavailability

5.3.1.4Bioanalytical and Analytical Methods

Validation reports for bioanalytical methods used in human studies

5.3.2Reports of Studies Using Human Biomaterials
5.3.2.1Plasma Protein Binding Study Reports

In vitro plasma protein binding studies using human plasma

5.3.2.2Hepatic Metabolism and Drug Interaction

Hepatic metabolism and drug interaction studies using human liver microsomes/hepatocytes

5.3.2.3Other Human Biomaterials

Studies using other human biomaterials (blood cells, tissues)

5.3.3Reports of Human PK Studies
5.3.3.1Healthy Subject PK and Tolerability

Single- and multiple-dose PK and initial tolerability studies in healthy volunteers

5.3.3.2Patient PK and Tolerability

PK and tolerability studies in target patient population

5.3.3.3Intrinsic Factor PK Study Reports

PK studies evaluating intrinsic factors (age, sex, race, renal/hepatic impairment, genetic polymorphisms)

5.3.3.4Extrinsic Factor PK Study Reports

PK studies evaluating extrinsic factors (drug interactions, food, smoking)

5.3.3.5Population PK Study Reports

Population pharmacokinetic analysis reports

5.3.4Reports of Human PD Studies
5.3.4.1Healthy Subject PD and PK/PD Reports

PD and PK/PD studies in healthy subjects including biomarker evaluation

5.3.4.2Patient PD and PK/PD Reports

PD and PK/PD studies in patients including dose-response characterization

5.3.5Reports of Efficacy and Safety Studies
5.3.5.1Controlled Clinical Studies (Efficacy)

Full study reports for controlled clinical efficacy and safety trials (pivotal studies)

5.3.5.2Uncontrolled Clinical Studies

Reports of uncontrolled clinical studies contributing to safety/efficacy assessment

5.3.5.3Analyses of Data from Multiple Studies

Integrated analyses, pooled analyses, and meta-analyses across multiple studies

5.3.5.4Other Clinical Study Reports

Reports of other clinical studies (long-term safety, compassionate use, etc.)

5.3.6Post-Marketing Experience

Reports of post-marketing clinical experience if drug marketed in other regions

5.3.7Case Report Forms and Patient Listings

Individual case report forms and patient data listings for pivotal and key studies

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