5.3 — Clinical Study Reports
Clinical study reports organized by biopharmaceutics, human biomaterials, PK, PD, efficacy/safety, post-marketing
Requirements by Phase
Clinical study reports organized by biopharmaceutics, human biomaterials, PK, PD, efficacy/safety, post-marketing
Requirements by Phase
IND Phase 1: optional IND Phase 2: required IND Phase 3: required NDA: required
Source: ICH E3; ICH M4E
Sections
Reports of absolute and relative bioavailability studies
Reports of comparative bioavailability and bioequivalence studies
Reports correlating in vitro dissolution to in vivo bioavailability
Validation reports for bioanalytical methods used in human studies
In vitro plasma protein binding studies using human plasma
Hepatic metabolism and drug interaction studies using human liver microsomes/hepatocytes
Studies using other human biomaterials (blood cells, tissues)
Single- and multiple-dose PK and initial tolerability studies in healthy volunteers
PK and tolerability studies in target patient population
PK studies evaluating intrinsic factors (age, sex, race, renal/hepatic impairment, genetic polymorphisms)
PK studies evaluating extrinsic factors (drug interactions, food, smoking)
Population pharmacokinetic analysis reports
PD and PK/PD studies in healthy subjects including biomarker evaluation
PD and PK/PD studies in patients including dose-response characterization
Full study reports for controlled clinical efficacy and safety trials (pivotal studies)
Reports of uncontrolled clinical studies contributing to safety/efficacy assessment
Integrated analyses, pooled analyses, and meta-analyses across multiple studies
Reports of other clinical studies (long-term safety, compassionate use, etc.)
Reports of post-marketing clinical experience if drug marketed in other regions
Individual case report forms and patient data listings for pivotal and key studies
Related Sections
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